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Risk governance · Decision rights

Decision rights and responsibilities

Most governance failures in a crisis are not failures of knowledge but of authority: nobody was sure who could decide, who had to be consulted, or who would answer for the result. The Global Risks Forum (GRF) helps institutions make decision rights explicit before they are needed: which mandate applies, which actor is responsible, what has been delegated and to whom, and where responsibilities fall between institutions. GRF records the agreements that institutions reach. It never takes a decision that belongs to them, and its own decision rights are limited to the programme it governs.

01In brief

The short answer.

Decision rights are the explicit answers to who may decide, who must be consulted and who answers for the result when a shared risk arrives. GRF helps institutions record them before a crisis: which mandate applies, who is responsible, what has been delegated to whom and where responsibilities fall between institutions.

02Geography

Jurisdictions in the Aral Sea Basin.

The jurisdictions that hold authority over this question: countries, their first-level divisions and capitals, shown for the Aral Sea Basin as an example geography for this subject.

The jurisdictions that hold authority over this question: countries, their first-level divisions and capitals.Boundaries as drawn by Natural Earth; no position on disputed areas.
GRF · institution · fieldDESIGN FIGURE
03Four elements

What a decision-rights map records.

Mandate

The source of authority

The law, instrument or charter that gives an institution its authority, and its limits.

Responsible actor

Who decides and answers

The office or person who decides and is accountable for the decision.

Delegation

Who acts for whom

What has been delegated, to whom, under what conditions and how it can be withdrawn.

Gaps and overlaps

Where authority is unclear

Decisions that fall between mandates, or that several institutions believe are theirs.

04Notation

From a RACI chart to a decision-rights record.

Project managers use RACI charts to say who is responsible, accountable, consulted and informed. Public decisions need two more columns: the legal basis for the authority and the condition that moves a decision from one holder to another, such as a declared emergency or a threshold on a gauge. A decision-rights record therefore names the decision, the holder, the instrument, the trigger, the people who must be consulted and the route of appeal or review.

FieldExample entry (illustrative)
DecisionRelease water from a reservoir ahead of forecast inflow
HolderDam operator under its licence
InstrumentOperating rules set under the licence issued by the water regulator
Trigger for escalationForecast exceeding a stated return period, at which point the basin authority directs
Must consultDownstream municipalities, civil protection
ReviewRegulator's post-event review
05Workshop format

How a mapping session runs.

  • Each institution brings its own instruments: statutes, licences, emergency plans, delegations of authority.
  • Facilitators walk one scenario hour by hour and ask at each step who can lawfully act and who believes they can.
  • Gaps and overlaps are logged as they appear, without attribution of fault.
  • The draft map returns to each institution's legal adviser before anything is recorded as agreed.
  • Disputed entries stay on the record as disputed, with each institution's reading.

The method is shared with the Governance Nexus decision-rights page and applied in each specialist field; GRF holds no decision on the map it helps to draw.

06The method

How a responsibility map is built.

  1. 01

    Choose a scenario

    A plausible event that crosses institutions, such as a prolonged power outage affecting hospitals and water supply.

  2. 02

    List the decisions

    The decisions the scenario requires, from warning to recovery.

  3. 03

    Assign each decision

    For each decision, the mandate, the responsible actor, those who must be consulted and those who must be informed, as each institution states them.

  4. 04

    Surface disagreements

    Where institutions disagree or no one claims a decision, the record says so plainly. Silence is never recorded as agreement.

  5. 05

    Test and revise

    Test the map in a controlled exercise and revise it with the institutions concerned.

A responsibility map records what institutions agree about their own authority. It does not create, transfer or interpret legal authority, and it is not legal advice.

07GRF's own decision rights

Where GRF decides, and where it does not.

DecisionWho holds it
Nexus Universe mandate, mission admission, gate decisions and publication authorisationGRF, within its instruments; see programme governance
Evidence, methods and the technical buildThe Global Centre for Risk and Innovation (GCRI)
Finance and insurance readiness questionsThe Global Risks Alliance (GRA), never an approval or a transaction
National agenda and participationCompetent national structures
Policy, operational and financial decisionsThe relevant government, operator or licensed institution
08Key terms

Terms used on this page.

Each term as this page uses it. Where a standard-setting body defines the term, the wording follows that body.

TermDefinition
Decision rights matrixA table showing which body proposes, approves, executes and oversees each decision.
Risk ownerThe person or entity with the accountability and authority to manage a risk.
Delegation registerA record of the authority delegated to each role and its limits.
Competent authorityThe body that a law or regulation designates to exercise a given power or duty, such as a supervisor, a civil protection agency or a ministry; only it can take the decisions the law assigns to it.
09Sources

Where this page's references lead.

The bodies and documents this page is read against. Status and editions change; each link goes to the issuing body.

10Questions

Questions and answers.

Can GRF tell us who should decide?
No. GRF helps institutions state and test their own understanding of their authority. Where authority is legally unclear, that is recorded as a gap for the competent institutions to resolve.
Is a responsibility map binding?
No. It records agreements and disagreements between institutions. Any binding allocation of authority comes from law or from instruments the institutions adopt themselves.
Where is the method applied?
In policy cooperation and exercises; see GRF programmes and all-hazards governance. The wider framework is on risk governance, and GCRI studies infrastructure dependencies on infrastructure dependencies.
How do we start a mapping exercise?
Write to the Secretariat at contact@therisk.global with the scenario and the institutions involved. The acknowledgement gives a reference and names the next step.
The Global Risks Forum

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The current service level is R0: information and enquiries. An enquiry receives a reference and names the next step; applications, payments, compute allocations and registrations open only when their team, terms and review capacity exist.

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