Skip to content

GRF · Health and Biosecurity Governance

Biological risk governance

Research on pathogens advances vaccines and diagnostics and can also create risks through accidents, theft or misuse. Biological risk governance covers laboratory biosafety, biosecurity, oversight of dual-use research, control of synthetic DNA and the Biological Weapons Convention. This page sets out how biological risk governance works and where it has gaps, the records that show it, and who decides.

02The question

Biological risk governance: how the risk develops.

Safety, reporting and oversight. The dossier below sets out how the risk develops, what is measured, where the data come from, how it is modelled and who decides.

Mechanism

Containment depends on practice

Biosafety levels set facility and procedural requirements, but most incidents trace to human error, maintenance lapses and training gaps. Practice and culture matter as much as design.

Mechanism

Oversight covers some research

Rules on dual-use research often cover a list of agents or funding sources. Work outside those lists, or privately funded, can fall outside review.

Mechanism

Tools spread faster than rules

Cheaper gene synthesis, benchtop equipment and AI design tools lower barriers. Screening of DNA orders and customer verification are largely voluntary in many countries.

Mechanism

The weapons ban lacks verification

The Biological Weapons Convention has no verification mechanism. Confidence-building measures are voluntary, and many states do not submit them.

03Geography

People and hazards in Southern Africa.

Population density, night lights and flood water over Southern Africa, from NASA GIBS. Each layer carries its own date.

The interactive map needs JavaScript; the layer list and sources are below.

Layers 3

People and hazards, for this page

Latest available

NASA GIBS / EOSDIS · ASTER GDEM (METI, NASA) · Blue Marble (NASA) · © OpenStreetMap contributors (ODbL) · Natural Earth

Loading the latest NASA imagery.

Drag to move. Ctrl or ⌘ and scroll, pinch or the buttons to zoom; hover for the values under the pointer; reset returns to the region.

People and hazards, framed on Southern Africa.Satellite and model products as NASA publishes them, each with its own date. They are indicators, not assessments of any place.

Data: NASA GIBS · ASTER GDEM · Blue Marble · © OpenStreetMap contributors · Natural Earth · NASA EONET · U.S. Geological Survey · NOAA GOES-East ABI GeoColorSources and licences

  • We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Center for International Earth Science Information Network (CIESIN), Columbia University. 2018. Gridded Population of the World, Version 4 (GPWv4): Population Density, Revision 11. NASA Socioeconomic Data and Applications Center (SEDAC). Licensed under CC BY 4.0. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). doi:10.7927/H49C6VHW. CC BY 4.0
  • VIIRS Black Marble night-time lights, NASA Goddard Space Flight Center; distributed by the NASA Level-1 and Atmosphere Archive and Distribution System (LAADS DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • VIIRS near-real-time products (flood, land surface temperature, snow cover, corrected reflectance), NASA LANCE; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • NASA Fire Information for Resource Management System (FIRMS), VIIRS 375 m active fire product, NASA LANCE; vector tiles via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • MODIS land products (vegetation indices, gross primary production, land cover), NASA LP DAAC and LANCE; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • ASTER GDEM is a product of METI and NASA (ASTER Global Digital Elevation Model V003, NASA LP DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). Cite as: NASA/METI/AIST/Japan Spacesystems and U.S./Japan ASTER Science Team (2019). ASTER Global Digital Elevation Model V003. doi:10.5067/ASTER/ASTGTM.003. NASA open data
  • Made with Natural Earth. Free vector and raster map data @ naturalearthdata.com. Public domain
  • © OpenStreetMap contributors (ODbL), via NASA GIBS (coastlines, boundaries, roads and place names). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). ODbL
  • Blue Marble, NASA Earth Observatory; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Context on the globe and flat map: coastlines, boundaries, roads and place names from NASA GIBS reference layers (OpenStreetMap data, ODbL, © OpenStreetMap contributors); Blue Marble imagery as an optional base; 3D terrain and the elevation read-out from the ASTER GDEM elevation colour index (5 m to 200 m classes, exaggerated for legibility). Boundaries are drawn as published and imply no position on any territory.
  • Live events: NASA Earth Observatory Natural Event Tracker (EONET); events are indicative and keep their original source links.
  • Live: NASA EONET Events are indicative, not authority warnings.
  • Live: U.S. Geological Survey Events are indicative, not authority warnings.
  • Live: NOAA GOES-East ABI GeoColor (CIRA). We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS).
  • NASA GIBS: We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS).
  • Optional layers (5 sources in the layer list: live, forecast, observed and context) print their provider credit on the map and here when switched on; forecasts are model output and derived indices are estimates.

Layers and dates

  • Population density, 2020: Population: CIESIN, Columbia University, Gridded Population of the World v4.11 (2018), NASA SEDAC, CC BY 4.0 · static
  • Night-time lights, daily: VIIRS Black Marble (VNP46A2), NASA LAADS DAAC · 12 Oct 2026
  • Flood water, 3-day composite: VIIRS Global Flood Product, NASA LANCE · 14 Oct 2026
  • Active fires and thermal anomalies: VIIRS NOAA-20 375 m (FIRMS), NASA LANCE FIRMS · 13 Oct 2026
  • True colour: VIIRS NOAA-20 corrected reflectance, NASA LANCE · 13 Oct 2026
  • Land cover type (IGBP), yearly: MODIS Terra and Aqua land cover (MCD12Q1), NASA LP DAAC · 2024

04Indicators

What is measured, and how well.

Each indicator carries its unit, its cadence, the kind of source behind it and the evidence label a value would carry. No values are shown: a programme supplies them under its own authority.

IndicatorUnitCadenceSource typeLabel
Maximum containment laboratoriescount by countryperiodicPublished mapping studiesESTIMATED
National biosafety and biosecurity legislationyes or no, by elementon changeLegislation databasesPublished statistics
Confidence-building measure submissions under the BWCcount of statesannualBWC Implementation Support UnitPublished statistics
Laboratory incidents reportedcount by typeannualNational regulator recordsREPORTED
Gene synthesis providers screening orderscount of providersperiodicIndustry consortium recordsDECLARED
Dual-use research reviews conductedcountannualInstitutional and national recordsREPORTED
05Monitor

IHR event governance desk.

The screen a team would use to follow this subject: its measures, states and decisions. Names are examples and values are illustrative.

IHR event governance desk

Biological risk governance · National IHR focal point · Event EV-1737

Annex 2 assessment dueGRF · Health and Biosecurity Governance

Event handling

  1. Signaldetected
  2. Verifywith source
  3. AssessAnnex 2
  4. Notifywithin 24 h
  5. Respondmeasures
  6. Reviewafter action

Annex 2 questions

Serious public health impact?
Possibly
Unusual or unexpected?
Yes
Risk of international spread?
Assessing
Risk of travel or trade restriction?
Low

Core capacities

self-assessment score vs target

IHR event governance desk: the screen's structure, terms and states for Biological risk governance.Example names and illustrative values; a design, not a record or a live system.
06Sources

Where the evidence comes from.

Named public datasets and institutional records, each with its licence class. Sources by agreement are used only under their terms and never republished.

SourceWhat it givesLicence class
BWC confidence-building measures (public submissions)State declarations on facilities, research and outbreaksPublic portions, UNODA terms
Global BioLabs reportMapping of maximum containment laboratories and governanceFree to read, terms to check
WHO Laboratory Biosafety ManualRisk-based biosafety guidanceFree, WHO terms
International Gene Synthesis Consortium harmonised screening protocolIndustry screening practice for synthetic DNA ordersFree to read, terms to check
National select agent programme reportsRegistered entities, inspections and incidentsPublic records, terms per agency
07Policy scenarios

Compare instruments: rules, incentives and information.

Three families of instruments side by side against the baseline, each with its own lag and adoption speed, under the coverage and compliance you set; effect sizes are teaching values to replace with evidence. Scenario: named assumptions about the future, not a forecast. The map on this page shows Southern Africa; the model itself is not tied to a place.

Controls

Baseline trend of the outcome
2.0% a year
Coverage of the instrument
70%
Compliance
75%
Effect size, against the teaching value
100%
Years ahead
20 years

Readouts

Largest reduction at the horizon
Regulation
Its reduction against the baseline
21%
Numbers, methods and sources
YearBaselineRegulationEconomic incentiveInformation and capacity
0100.099.598.899.1
1102.0101.2100.199.8
2104.0102.5101.199.9
3106.1103.5101.6100.0
4108.2103.7101.8100.7
5110.4103.2101.7102.1
6112.6102.0101.6103.9
7114.9100.4101.6105.9
8117.299.2102.1108.0
9119.598.6102.9110.1
10121.998.9104.2112.3
11124.399.7105.7114.5
12126.8101.1107.4116.8
13129.4102.7109.4119.2
14131.9104.5111.4121.6
15134.6106.5113.5124.0
16137.3108.5115.7126.5
17140.0110.7118.0129.0
18142.8112.9120.4131.6
19145.7115.1122.8134.2
20148.6117.4125.2136.9

Methods

  1. Tools of government Hood (1983), The Tools of Government, Macmillan
  2. Carrots, sticks and sermons Bemelmans-Videc, Rist and Vedung (1998), Transaction
  3. Diffusion of innovations Rogers (2003), Diffusion of Innovations, Free Press
  4. Uncertainty fan (parameter Monte Carlo) Spiegelhalter, Pearson and Short (2011), Visualising uncertainty about the future, Science 333
  5. One-at-a-time sensitivity (tornado) Saltelli and others (2008), Global Sensitivity Analysis: The Primer, Wiley

Data

The model runs on the teaching values set by the controls. To calibrate it for a place, read it against these admitted layers and series, which this page's map can draw:

  • Borders Natural Earth
  • Cities Natural Earth
Compare instruments: rules, incentives and information. Illustrative teaching model: it runs on the values set by the controls, not on measured data. Methods: Tools of government (Hood (1983), The Tools of Government, Macmillan); Carrots, sticks and sermons (Bemelmans-Videc, Rist and Vedung (1998), Transaction); Diffusion of innovations (Rogers (2003), Diffusion of Innovations, Free Press).
08Decisions

Who decides, and what the evidence serves.

Health and Biosecurity Governance prepares evidence. The decisions below are taken by the authorities named, under their own rules, and never by the platform.

Who decidesThe questionEvidence this page serves
Legislatures and health or science ministriesWhat biosafety, biosecurity and dual-use research rules applyComparative laws and incident evidence
Research funders and institutionsWhich research to approve and under what conditionsReview practice and risk assessment methods
Gene synthesis providersHow to screen orders and verify customersScreening protocols and comparable practice
States Parties to the BWCWhether to strengthen compliance and transparency measuresConfidence-building records and review conference outcomes

Outputs this topic produces

  • Comparative notes on dual-use research oversight
  • Guide to biosafety levels and incident reporting
  • Dialogue briefs on synthetic DNA screening and emerging tools
  • Questions for states on BWC confidence-building
09Implementation

From mandate to evaluation, by pillar.

The steps an instrument takes from mandate to evaluation, each with the pillar that runs it, and the decisions that stay with the authority. Teaching model with stated illustrative values, not a prediction. The map on this page shows Southern Africa; the model itself is not tied to a place.

  1. Mandate and problem framing Competent authority (outside the programme)
    A competent authority frames the problem and the mandate under its own rules. Howlett, Ramesh and Perl (2009)
  2. Evidence and system model Foundry
    The system is modelled with its feedbacks, data and stated limits. OECD (2014), principle 2
  3. Options appraised with scenarios Foundry
    Instruments are compared under scenarios, with uncertainty shown. Hood (1983)
  4. Exercise with stakeholders Universe
    The options are tested in an exercise with those who would implement and bear them. OECD (2014), principle 3
  5. Standard or guidance drafted Nexus Standards
    What works is codified as a standard or guidance, open to comment. Nexus Standards process
  6. Decision by the authority Competent authority (outside the programme)
    The authority decides, outside the programme, with the evidence on record. Howlett, Ramesh and Perl (2009)
  7. Capacity and training Risk Academy
    Those who implement are trained on the decided instrument and its data. Sendai Framework (2015), priority 2
  8. Monitoring and public report Reports
    Indicators are published with sources, limits and corrections. OECD (2014), principle 5
  9. Evaluation and revision Nexus Standards
    Results return to the standard and the model: the cycle closes. Howlett, Ramesh and Perl (2009)

Methods

  1. Policy cycle Howlett, Ramesh and Perl (2009), Studying Public Policy, Oxford University Press
  2. Governance of critical risks OECD (2014), Recommendation of the Council on the Governance of Critical Risks
  3. Layered drawing of directed graphs Sugiyama, Tagawa and Toda (1981), IEEE SMC 11
From mandate to evaluation, by pillar: the steps as recorded, each with its pillar; sources as cited on each step.
10Core questions

What experts ask.

The questions concern oversight that keeps pace with science.

  • Which laboratories work with dangerous pathogens, and who oversees them?
  • How is research of concern identified and reviewed before it begins?
  • Are laboratory incidents reported, investigated and learned from?
  • How do oversight systems cover new technologies, such as synthetic biology and AI-enabled design?
  • How are national measures connected to international norms and treaties?
11Twin and cascade simulator

Exercise a cascade in biological risk governance with the people who decide.

Assembled from the Nexus Standards area profile Health security and One Health: the hazards it names, the systems and communities that carry the loss, the controls and institutions that dampen it and the data that observe it. Pick an initiating event and step through the cascade to see where mandates meet and which decisions fall to whom. The Map view places the run on an example geography with open data. Every weight is a stated assumption. An exercise for dialogue, not a forecast, an assessment or a position. To model a place of your own choosing, open the full System Builder.

Hazards

Controls

  • NS-0 Constitution and principles
  • NS-3 Risk record UNIs (grammar, legacy crosswalk, allocation authority)
  • NS-9 Contextual UNIs (deployments, instances, programme instances)
  • NS-10 Policies and clauses (machine-readable obligations: definition, binding, evaluation and enforcement)
  • NS-11 Verification and monitoring (evidence, attestations, zero-trust conformance observation)
  • NRS-H83 Hazard family: Health system capacity failure (NHS-1 health.system)
  • NRS-H42 Hazard family: Rare and persistent human infections (NHS-1 health.other-human)
  • NRS-H41 Hazard family: Animal-to-human spillover (NHS-1 health.zoonotic)
  • NRS-H43 Hazard family: Livestock and aquaculture epizootics (NHS-1 health.animal-health)
  • NRS-D3 Humanitarian response and resilient recovery
  • NRS-H46 Hazard family: Environmental and product harm to people (NHS-1 health.harm)

Observation

  • WHO Disease Outbreak News (listed for reference)
  • WAHIS animal health events (listed for reference)
  • WorldPop gridded population (listed for reference)
  • International Health Regulations capacity and health emergency preparedness
  • Percentage of bloodstream infections due to selected antimicrobial-resistant organisms

Example geography

  • West Africa: 59 hexagonal cells
  • Night lights tonight, outages (VIIRS Day/Night Band), NASA GIBS
  • Surface water through cloud, 30 m (OPERA DSWx-S1 radar), NASA GIBS
  • Rain rate, last half hour (IMERG), NASA GIBS
12Mechanisms

Mechanisms and drivers.

Biosafety concerns preventing accidental exposure and release; biosecurity concerns preventing theft, misuse or deliberate harm. Both depend on facilities, training, culture and oversight. Laboratory capacity has expanded globally, and advances in the life sciences have lowered some technical barriers, which places more weight on governance.

Oversight is often fragmented between funders, institutions, national regulators and security agencies. Incident reporting is frequently voluntary or confidential, which limits learning. Internationally, the prohibition of biological weapons is long established, but verification is limited, and norms for dual-use research continue to develop.

Why now: advances in biotechnology and AI-assisted design have renewed attention to laboratory biosafety and dual-use research oversight, and national frameworks differ widely. The platform is designed to compare oversight arrangements and convene the institutions responsible, without publishing hazardous detail.

13Instruments and commitments

How biological risk governance is governed: instruments, mandates and commitments.

The instruments, mandates, actors and accountability arrangements a policymaker, diplomat or development agency works with, citing the agreements that set them. Structures follow the frameworks named. Any state or progress drawn is illustrative, not a record.

Policy instrument matrix

The kinds of instrument available on biological risk governance, by level of government and cooperation.

Instrument typeLocalNationalRegionalGlobal
RegulatoryZoning, building codesLaws, standards, licensingHarmonised rulesConventions and treaties
EconomicLocal levies, grantsBudget lines, taxes, insurance schemesRisk pools, regional fundsFinancing mechanisms
InformationLocal warningsDisclosure, early warning, statisticsData sharing arrangementsGlobal monitoring and reporting
InstitutionalLocal committeesLead agencies, coordination councilsRegional bodies and secretariatsMultilateral mandates
CooperativeCommunity agreementsPartnership compactsMemoranda and joint programmesAgreements and joint commitments
A typology after the OECD Recommendation on the Governance of Critical Risks; examples of instrument types, not an inventory of any country's measures.
Sendai Framework for Disaster Risk Reduction · UNDRRParis Agreement · UNFCCC2030 Agenda and the Sustainable Development Goals · United NationsInternational Health Regulations · WHO
14Methods and data

How it is studied, and where the methods stop.

Method or dataWhat it showsLimits
Comparative analysis of oversight systemsHow countries govern high-consequence researchMany systems are not publicly documented
Incident and near-miss analysisFailure patterns in laboratoriesUnder-reporting limits evidence
Policy analysis of international regimesObligations and gapsVerification and compliance data are limited
Expert elicitationViews on emerging risksJudgement, not measurement
15Methods

How it is studied, and what the methods cannot say.

  1. Molecular and life sciencesCountermeasure development pathways · Biosafety risk assessmentApplied here
  2. Policy, institutional and decision scienceComparing emergency health law · Tracing review recommendations · Mapping cooperationApplied here
  3. Epidemiology and public health scienceEarly outbreak parameters · Equity in outcomes · Evaluating measuresApplied here
16Questions

Questions and answers.

What is dual-use research of concern?
Life sciences research that could be directly misapplied to pose a significant threat to public health, agriculture, the environment or security, as defined in national policies.
What is the difference between biosafety and biosecurity?
Biosafety protects people and the environment from accidental exposure to biological agents; biosecurity protects agents and information from loss, theft or deliberate misuse.
Does the Biological Weapons Convention have inspections?
No. It has no verification regime. States submit voluntary confidence-building measures, and compliance concerns are handled through consultation and the Security Council.
Why is incident reporting important?
Because learning from accidents and near misses is one of the most effective ways to improve safety, and under-reporting hides patterns.
Who oversees new biotechnologies that fall outside existing rules?
Often no single body does. Gaps are addressed through institutional review, funder conditions, voluntary codes, sectoral regulators and, increasingly, specific national policies. Mapping where such gaps lie is a governance question the platform is designed to examine.
Does the platform publish technical details about pathogens?
No. It addresses governance only and publishes nothing that could enable misuse.
ReportsContribute

Contribute evidence from this page.

Reports is the Consortium's quarterly publication. What you know about this subject can become evidence, a case or a correction in the next edition, credited to you and published under CC BY 4.0 where it is your own work.

Global Risks ForumHealth and Biosecurity GovernanceEvidence Brief
Health and Biosecurity Governance

Bring a governance question to the Forum.

Information and enquiries are open today. An enquiry receives a reference and names the next step; applications, payments, compute allocations and registrations open only when their team, terms and review capacity exist.