GRF · Governance Nexus

Subnational governance

Many risks are met first by cities, regions and communities: floods, heat, outbreaks, service failures and local conflict. Subnational governments often hold the closest knowledge and the operational duty, but not the revenue, legal authority or data to match. This page sets out how governance gaps develop between levels of government, how local institutional quality can be read, and which decisions belong to mayors, councils, regional governments, national ministries and local audit bodies.

02The question

Subnational governance: how the risk develops.

Cities, communities and local institutions. The dossier below sets out how the risk develops, what is measured, where the data come from, how it is modelled and who decides.

Mechanism

Mandates move without means

Responsibilities for services, planning and emergency management are decentralised while revenue, borrowing powers and technical staff stay central. Local governments become accountable for outcomes they cannot finance.

Mechanism

Jurisdictions fragment

Metropolitan areas span many municipalities, special districts and agencies. Risks such as flooding, transport failure or water shortage cross their boundaries, while planning and budgets stop at them.

Mechanism

Local scrutiny is thin

Local councils often lack independent audit, active local media and a resourced opposition. Weak scrutiny lets procurement irregularities and deferred maintenance accumulate unnoticed until a service fails.

Mechanism

Coordination fails in crisis

In an emergency, local, regional and national bodies each act on their own legal basis. Unclear lines of command, incompatible information and disputes over cost delay the response where it is needed most.

03Geography

People and hazards in Asia.

Population density, night lights and flood water over Asia, from NASA GIBS. Each layer carries its own date.

The interactive map needs JavaScript; the layer list and sources are below.

Layers 3

People and hazards, for this page

Latest available

NASA GIBS / EOSDIS · ASTER GDEM (METI, NASA) · Blue Marble (NASA) · © OpenStreetMap contributors (ODbL) · Natural Earth

Loading the latest NASA imagery.

Drag to move. Ctrl or ⌘ and scroll, pinch or the buttons to zoom; hover for the values under the pointer; reset returns to the region.

People and hazards, framed on Asia.Satellite and model products as NASA publishes them, each with its own date. They are indicators, not assessments of any place.

Data: NASA GIBS · ASTER GDEM · Blue Marble · © OpenStreetMap contributors · Natural Earth · NASA EONET · U.S. Geological Survey · NOAA GOES-East ABI GeoColorSources and licences

  • We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Center for International Earth Science Information Network (CIESIN), Columbia University. 2018. Gridded Population of the World, Version 4 (GPWv4): Population Density, Revision 11. NASA Socioeconomic Data and Applications Center (SEDAC). Licensed under CC BY 4.0. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). doi:10.7927/H49C6VHW. CC BY 4.0
  • VIIRS Black Marble night-time lights, NASA Goddard Space Flight Center; distributed by the NASA Level-1 and Atmosphere Archive and Distribution System (LAADS DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • VIIRS near-real-time products (flood, land surface temperature, snow cover, corrected reflectance), NASA LANCE; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • NASA Fire Information for Resource Management System (FIRMS), VIIRS 375 m active fire product, NASA LANCE; vector tiles via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • ASTER GDEM is a product of METI and NASA (ASTER Global Digital Elevation Model V003, NASA LP DAAC); imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). Cite as: NASA/METI/AIST/Japan Spacesystems and U.S./Japan ASTER Science Team (2019). ASTER Global Digital Elevation Model V003. doi:10.5067/ASTER/ASTGTM.003. NASA open data
  • Made with Natural Earth. Free vector and raster map data @ naturalearthdata.com. Public domain
  • © OpenStreetMap contributors (ODbL), via NASA GIBS (coastlines, boundaries, roads and place names). Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). ODbL
  • Blue Marble, NASA Earth Observatory; imagery via NASA GIBS. Colours redrawn from the published colour map; values averaged into hexagonal cells where shown (modified). NASA open data
  • Context on the globe and flat map: coastlines, boundaries, roads and place names from NASA GIBS reference layers (OpenStreetMap data, ODbL, © OpenStreetMap contributors); Blue Marble imagery as an optional base; 3D terrain and the elevation read-out from the ASTER GDEM elevation colour index (5 m to 200 m classes, exaggerated for legibility). Boundaries are drawn as published and imply no position on any territory.
  • Live events: NASA Earth Observatory Natural Event Tracker (EONET); events are indicative and keep their original source links.
  • Live: NASA EONET Events are indicative, not authority warnings.
  • Live: U.S. Geological Survey Events are indicative, not authority warnings.
  • Live: NOAA GOES-East ABI GeoColor (CIRA). We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS).
  • NASA GIBS: We acknowledge the use of imagery provided by services from NASA's Global Imagery Browse Services (GIBS), part of NASA's Earth Science Data and Information System (ESDIS).
  • Optional layers (5 sources in the layer list: live, forecast, observed and context) print their provider credit on the map and here when switched on; forecasts are model output and derived indices are estimates.

Layers and dates

  • Population density, 2020: Population: CIESIN, Columbia University, Gridded Population of the World v4.11 (2018), NASA SEDAC, CC BY 4.0 · static
  • Night-time lights, daily: VIIRS Black Marble (VNP46A2), NASA LAADS DAAC · 12 Oct 2026
  • Flood water, 3-day composite: VIIRS Global Flood Product, NASA LANCE · 14 Oct 2026
  • Active fires and thermal anomalies: VIIRS NOAA-20 375 m (FIRMS), NASA LANCE FIRMS · 13 Oct 2026
  • Land surface temperature, day, 8-day composite: VIIRS NOAA-20 Level 3, 8-day, NASA LANCE · 14 Sep 2026
  • True colour: VIIRS NOAA-20 corrected reflectance, NASA LANCE · 13 Oct 2026

04Indicators

What is measured, and how well.

Each indicator carries its unit, its cadence, the kind of source behind it and the evidence label a value would carry. No values are shown: a programme supplies them under its own authority.

IndicatorUnitCadenceSource typeLabel
Subnational share of public expenditure and revenueshare of general government totalannualOECD-UCLG World Observatory on Subnational Government Finance and InvestmentPublished statistics
Own-source revenue of local budgetsshare of local revenue raised locallyannualLocal government accounts and national statisticsPublished statistics
Local disaster risk reduction strategiesshare of local governments with strategies aligned to the national strategyannualSendai Framework Monitor, target EREPORTED
Local government audit coverage and opinionaudited entities and opinion typeannualSupreme or regional audit institution reportsPublished statistics
Local budget transparencykey budget documents published, by typeannualLocal government publicationsOBSERVED
Local open government commitmentsnumber of commitments and implementation stageper action planOpen Government Partnership local programme reviewsREPORTED
Local election participation and competitionshare of registered voters; candidates per seatper electionElectoral management bodiesPublished statistics
05Monitor

Deliberation and decision desk.

The screen a team would use to follow this subject: its measures, states and decisions. Names are examples and values are illustrative.

Deliberation and decision desk

Subnational governance · Council A · Meeting 19

Declaration pendingGRF · Governance Nexus

Agenda

Risk appetite statementP-754ApproveNoneDiscussing
New member admissionP-591ApproveDeclaredNext
Safeguards annual reviewP-587NoteNoneNext
Data charterP-789ConsultNoneDone

Anti-capture safeguards

in place, of 12

Rotation of chairs9 of 12 requiredDeclared interests10 of 12 requiredIndependent members11 of 10 required

Decision record

  1. M-14DECAppetite statement approved with two dissents recorded
  2. M-12ACTSecretariat to publish reasons within 30 days
  3. M-15REVReview date set
Deliberation and decision desk: the screen's structure, terms and states for Subnational governance.Example names and illustrative values; a design, not a record or a live system.
06Sources

Where the evidence comes from.

Named public datasets and institutional records, each with its licence class. Sources by agreement are used only under their terms and never republished.

SourceWhat it givesLicence class
OECD-UCLG World Observatory on Subnational Government Finance and InvestmentComparable data on subnational structure, responsibilities, spending, revenue and debtFree, attribution
OECD Regional and Metropolitan databasesRegional and metropolitan statistics on economy, services and well-beingFree and open, attribution (OECD terms)
Sendai Framework MonitorNational reporting on local disaster risk reduction strategies under target EFree, attribution and UNDRR terms
Open Government Partnership local programme recordsLocal action plans, commitments and independent review reportsFree and open, attribution
Regional and local audit institution reportsFinancial and performance audits of municipalities and regional bodiesPublic records, terms per audit institution
Subnational PEFA assessmentsPublic financial management assessments of subnational governmentsPublic reports, terms per assessment
07Policy scenarios

Compare instruments: rules, incentives and information.

Three families of instruments side by side against the baseline, each with its own lag and adoption speed, under the coverage and compliance you set; effect sizes are teaching values to replace with evidence. Scenario: named assumptions about the future, not a forecast. The map on this page shows Asia; the model itself is not tied to a place.

Controls

Baseline trend of the outcome
2.0% a year
Coverage of the instrument
70%
Compliance
75%
Effect size, against the teaching value
100%
Years ahead
20 years

Readouts

Largest reduction at the horizon
Regulation
Its reduction against the baseline
21%
Numbers, methods and sources
YearBaselineRegulationEconomic incentiveInformation and capacity
0100.099.598.899.1
1102.0101.2100.199.8
2104.0102.5101.199.9
3106.1103.5101.6100.0
4108.2103.7101.8100.7
5110.4103.2101.7102.1
6112.6102.0101.6103.9
7114.9100.4101.6105.9
8117.299.2102.1108.0
9119.598.6102.9110.1
10121.998.9104.2112.3
11124.399.7105.7114.5
12126.8101.1107.4116.8
13129.4102.7109.4119.2
14131.9104.5111.4121.6
15134.6106.5113.5124.0
16137.3108.5115.7126.5
17140.0110.7118.0129.0
18142.8112.9120.4131.6
19145.7115.1122.8134.2
20148.6117.4125.2136.9

Methods

  1. Tools of government Hood (1983), The Tools of Government, Macmillan
  2. Carrots, sticks and sermons Bemelmans-Videc, Rist and Vedung (1998), Transaction
  3. Diffusion of innovations Rogers (2003), Diffusion of Innovations, Free Press
  4. Uncertainty fan (parameter Monte Carlo) Spiegelhalter, Pearson and Short (2011), Visualising uncertainty about the future, Science 333
  5. One-at-a-time sensitivity (tornado) Saltelli and others (2008), Global Sensitivity Analysis: The Primer, Wiley

Data

The model runs on the teaching values set by the controls. To calibrate it for a place, read it against these admitted layers and series, which this page's map can draw:

  • Borders Natural Earth
  • Cities Natural Earth
Compare instruments: rules, incentives and information. Illustrative teaching model: it runs on the values set by the controls, not on measured data. Methods: Tools of government (Hood (1983), The Tools of Government, Macmillan); Carrots, sticks and sermons (Bemelmans-Videc, Rist and Vedung (1998), Transaction); Diffusion of innovations (Rogers (2003), Diffusion of Innovations, Free Press).
08Decisions

Who decides, and what the evidence serves.

Governance Nexus prepares evidence. The decisions below are taken by the authorities named, under their own rules, and never by the platform.

Who decidesThe questionEvidence this page serves
Mayors and city councilsWhich risks the city owns, which it shares, and what it needs from other levelsMulti-level responsibility maps, local finance data, comparable cities
Regional governments and metropolitan bodiesHow to coordinate planning and investment across municipal boundariesJurisdictional maps, cases of cross-boundary risk
National ministries of local government and financeHow to align transfers, borrowing rules and mandates with local responsibilitiesComparisons of mandate with revenue, OECD-UCLG data, audit findings
Regional and local audit bodiesWhich local entities and functions to audit for risk management and service continuityAudit coverage, opinion records, service failure cases

Outputs this topic produces

  • Multi-level responsibility maps for a risk across municipal, regional and national bodies
  • Case studies of local governance in emergencies and service failures
  • Methods for matching local mandates with revenue, staff and data
  • Comparative notes on local accountability and audit arrangements
09Implementation

From mandate to evaluation, by pillar.

The steps an instrument takes from mandate to evaluation, each with the pillar that runs it, and the decisions that stay with the authority. Teaching model with stated illustrative values, not a prediction. The map on this page shows Asia; the model itself is not tied to a place.

  1. Mandate and problem framing Competent authority (outside the programme)
    A competent authority frames the problem and the mandate under its own rules. Howlett, Ramesh and Perl (2009)
  2. Evidence and system model Foundry
    The system is modelled with its feedbacks, data and stated limits. OECD (2014), principle 2
  3. Options appraised with scenarios Foundry
    Instruments are compared under scenarios, with uncertainty shown. Hood (1983)
  4. Exercise with stakeholders Universe
    The options are tested in an exercise with those who would implement and bear them. OECD (2014), principle 3
  5. Standard or guidance drafted Nexus Standards
    What works is codified as a standard or guidance, open to comment. Nexus Standards process
  6. Decision by the authority Competent authority (outside the programme)
    The authority decides, outside the programme, with the evidence on record. Howlett, Ramesh and Perl (2009)
  7. Capacity and training Risk Academy
    Those who implement are trained on the decided instrument and its data. Sendai Framework (2015), priority 2
  8. Monitoring and public report Reports
    Indicators are published with sources, limits and corrections. OECD (2014), principle 5
  9. Evaluation and revision Nexus Standards
    Results return to the standard and the model: the cycle closes. Howlett, Ramesh and Perl (2009)

Methods

  1. Policy cycle Howlett, Ramesh and Perl (2009), Studying Public Policy, Oxford University Press
  2. Governance of critical risks OECD (2014), Recommendation of the Council on the Governance of Critical Risks
  3. Layered drawing of directed graphs Sugiyama, Tagawa and Toda (1981), IEEE SMC 11
From mandate to evaluation, by pillar: the steps as recorded, each with its pillar; sources as cited on each step.
10Core questions

The questions experts ask.

  • Which risk-related powers sit at local level, and which are retained nationally?
  • Do local governments have the revenue and capability to match their responsibilities?
  • How do local and national authorities coordinate in a crisis?
  • How do community organisations and traditional authorities share in governance?
  • How are informal settlements and services governed?
11Twin and cascade simulator

Exercise a cascade in subnational governance with the people who decide.

Assembled from the Nexus Standards area profile Political and governance risk standards: the hazards it names, the systems and communities that carry the loss, the controls and institutions that dampen it and the data that observe it. Pick an initiating event and step through the cascade to see where mandates meet and which decisions fall to whom. The Map view places the run on an example geography with open data. Every weight is a stated assumption. An exercise for dialogue, not a forecast, an assessment or a position. To model a place of your own choosing, open the full System Builder.

Controls

  • NS-0 Constitution and principles
  • NS-9 Contextual UNIs (deployments, instances, programme instances)
  • NS-10 Policies and clauses (machine-readable obligations: definition, binding, evaluation and enforcement)
  • NS-11 Verification and monitoring (evidence, attestations, zero-trust conformance observation)
  • NRS-H112 Hazard family: Governance and institutional failure (NHS-1 soc.governance)
  • NRS-U9 Universe platform profile: Financial Regulation Nexus
  • NRS-H59 Hazard family: Economic shocks and governance failure (NHS-1 soc.economic)
  • NRS-H118 Hazard family: Organised crime and illicit economies (NHS-1 soc.crime)
  • NRS-A5 Built-in licensing and rights
  • NRS-U24 Universe platform profile: Policy Nexus

Observation

  • Worldwide Governance Indicators (listed for reference)
  • V-Dem dataset (listed for reference)
  • Global SDG Indicators Database (listed for reference)
  • Proportion of population satisfied with their last experience of public services
  • Proportion of population who believe decision-making is inclusive and responsive
  • Number of countries that adopt and implement national DRR strategies in line with the Sendai Framework
12Mechanisms

Decentralisation and its gaps.

Decentralisation transfers responsibilities to subnational governments, but often without matching revenue, staff or legal authority, creating unfunded mandates. Cities may be responsible for flood management while national agencies control river basins, or for emergency response without control of the utilities on which it depends. Metropolitan areas often span many municipalities with no body responsible for the whole.

Local governance includes more than local government. Community organisations, traditional and religious authorities, residents' associations and informal providers govern access to land, water, security and dispute resolution in many places. Effective local risk governance often depends on how formal and informal institutions work together.

Cities also act beyond their borders, through networks that share practice and through commitments on climate and resilience, raising questions about how such commitments relate to national policy and accountability.

Fiscal capacity often decides outcomes. Local governments that depend on transfers from national budgets may struggle to plan multi-year resilience investments, and access to borrowing or insurance can be constrained by credit standing and legal limits. These constraints shape what local leaders can realistically do, whatever their mandate says.

Crisis coordination reveals the arrangements most clearly. When an event exceeds local capacity, authority and resources move up to regional or national levels, and the speed and clarity of that transition, and of the return afterwards, are decisive for outcomes.

Why now: cities and regions carry much of the delivery of adaptation, emergency management and services, often without matching authority or funds. Governance Nexus compares multi-level arrangements and convenes subnational governments with national bodies on shared risks.

13Instruments and commitments

How subnational governance is governed: instruments, mandates and commitments.

The instruments, mandates, actors and accountability arrangements a policymaker, diplomat or development agency works with, citing the agreements that set them. Structures follow the frameworks named. Any state or progress drawn is illustrative, not a record.

Policy instrument matrix

The kinds of instrument available on subnational governance, by level of government and cooperation.

Instrument typeLocalNationalRegionalGlobal
RegulatoryZoning, building codesLaws, standards, licensingHarmonised rulesConventions and treaties
EconomicLocal levies, grantsBudget lines, taxes, insurance schemesRisk pools, regional fundsFinancing mechanisms
InformationLocal warningsDisclosure, early warning, statisticsData sharing arrangementsGlobal monitoring and reporting
InstitutionalLocal committeesLead agencies, coordination councilsRegional bodies and secretariatsMultilateral mandates
CooperativeCommunity agreementsPartnership compactsMemoranda and joint programmesAgreements and joint commitments
A typology after the OECD Recommendation on the Governance of Critical Risks; examples of instrument types, not an inventory of any country's measures.
Sendai Framework for Disaster Risk Reduction · UNDRRParis Agreement · UNFCCC2030 Agenda and the Sustainable Development Goals · United NationsInternational Health Regulations · WHO
14Methods and data

Methods and their limits.

Mapping

Multi-level role mapping

Mapping responsibilities across levels of government; formal and actual roles often differ.

Finance

Fiscal analysis

Analysing local revenue and spending against mandates.

Participation

Community methods

Participatory research with residents and local institutions.

Limits: local data are often scarce and inconsistent, and practices that work in one city may not transfer to another with different powers.

15Methods

How it is studied, and what the methods cannot say.

  1. Policy, institutional and decision scienceInstitutional role mapping · Comparative governance case studiesApplied here
  2. Systems engineeringDecision-rights and interface mapping · Assurance and control designApplied here
  3. Decision analysis under uncertaintyRisk appetite and tolerance setting · Multi-criteria appraisal of institutional optionsApplied here
16Questions

Questions and answers.

Why focus on subnational governance for risk?
Because local governments often deliver the services, plans and first response that decide how a hazard becomes a loss, while depending on other levels for finance, law and data. The gap between duty and means is a common source of failure.
What is multi-level governance?
The arrangement by which responsibilities, resources and decisions are shared across local, regional, national and international bodies. Its quality depends on clear assignment, matched finance and working coordination.
How are informal institutions treated?
Customary authorities, community organisations and informal networks are recognised as part of local governance. Where they are not recorded formally, the page notes the gap and uses case evidence with its label.
Does the platform work with cities directly?
Cities can take part in dialogues as they open. Participation implies no endorsement or partnership.
Are traditional authorities included?
Yes, as part of comparative study of how local governance actually works.
Does the platform advise local governments?
No. It convenes comparison; decisions belong to local and national authorities.
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